Archive | June, 2012

Here Comes Compliance……Round 2

June 7, 2012

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Compliance just got a bit more definite.

JP Morgan’s announcement of their massive trading loss is a huge blow to hopes that compliance requirements could be abated. The article below took the best spokesperson the industry had and rendered them mute on the subject of compliance.

http://finance.yahoo.com/news/jpmorgan-executives-expected-leave-over-005855483.html

More compliance is coming – are you prepared?

Contributing author: Craig Cook, President

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