Here Comes Compliance……Round 2

Compliance just got a bit more definite.

JP Morgan’s announcement of their massive trading loss is a huge blow to hopes that compliance requirements could be abated. The article below took the best spokesperson the industry had and rendered them mute on the subject of compliance.

More compliance is coming – are you prepared?

Contributing author: Craig Cook, President

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About Oakbrook Solutions

Oakbrook Solutions delivers consulting services and business process management solutions (WealthWorx®) focused on the system, process, and change initiatives occurring in Wealth Management. Oakbrook leverages expertise in strategic consulting, project management, business analysis, and operations support to increase our customer’s competitiveness and profitability through optimizing their use of talent and technology.

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